Consultancy

Our consulting practice helps the regulated sectors effectively manage financial crime linked to money laundering, terrorism financing, bribery, corruption, fraud, market abuse, information security and data governance across industries and borders.  Our consultants have all held senior financial crime positions in regulated companies making them fully appreciative of the pressures and challenges our clients are exposed to.

We have modelled best practice and innovation across a wide range of prior work-streams, including business / operational model reviews, updates or construction of policies, carrying out remediation projects, reviewing due diligence procedures & processes, outcome testing and root cause analysis.

We work with our clients to not only resolve any issues but also build the client’s internal capabilities so that there is no continuous reliance on external consultants.

Services we offer include:

  • Advise on all matters relating to Financial Crime Compliance (FCC):
    • Design and implementation of governance and organisational structures
    • Board and executive management reporting channels and processes
    • Risk assessment processes
    • Policies, procedures and processes
    • Enhancing the quality of oversight
    • Automated or manual Customer Due Diligence (CDD)
    • Training programmes and processes
    • Support with enforcement issues
    • Appropriate and cost effective transaction monitoring systems
    • Expert adviser and expert witness in respect of court cases
  • Audits
    • Reviewing policies, procedures and processes
    • Conducting testing on control effectiveness
  • Process review
    • Carrying out an end-to-end compliance review
    • Recruitment, vetting, training, awareness and remuneration
  • FCC resource deployment
    • Subject Matter Experts
    • Years of industry experience
    • Smooth management of all staff
    • Robust MI and daily snapshots of work status

 

The Team

Meet our team of experts

Latest Articles

Get the industry inside news with our informative articles.

5MLD (or just some amends to the 4th?)

  Just as organisations are getting to grips…

The Sanctions and Anti-Money Laundering Bill 2017-...

Towards the end of 2017, the UK Government…